David Ian Rockliff
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Ian Rockliff, a licensed former licensee with CE reference BFM954. This person has 0.3 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-01 | 2015-09-08 |