Ravi Shanker

CE No. BFM570 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ravi Shanker (), a licensed former licensee with CE reference BFM570. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2019-11-15 2019-11-20
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2019-11-15 2019-11-20
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2018-12-07 2018-12-17
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2018-12-07 2018-12-17
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2017-12-01 2017-12-07
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2017-12-01 2017-12-07
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2016-12-02 2016-12-07
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2015-05-22 2015-05-28

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