Shu (SFC:BFM406) Guo
虢書
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu (SFC:BFM406) Guo (虢書), a licensed former licensee with CE reference BFM406. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-03 | 2020-01-17 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-12 | 2018-08-07 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-20 | 2018-03-02 |