Masao Shimizu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Masao Shimizu, a licensed former licensee with CE reference BFK658. This person has 0.5 years of SFC licence history. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Riverwest Advisors Limited | Rep | Type 9 - Asset management | 2015-05-11 | 2015-10-31 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Masao Shimizu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Taisuke Nishikawa | Riverwest Advisors Limited | 2015 |
| Mayuko Nishikawa | Riverwest Advisors Limited | 2015 |
| Tsutomu Suzuki | Riverwest Advisors Limited | 2015 |