Wen Li
李文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Li (李文), a licensed former licensee with CE reference BFJ724. This person has 3.9 years of SFC licence history. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LiquidityTech Limited 流動性科技有限公司 |
RO | Type 9 - Asset management | 2025-08-29 | 2026-01-30 |
| LiquidityTech Limited 流動性科技有限公司 |
Rep | Type 1 - Dealing in securities | 2025-07-28 | 2026-01-30 |
| LiquidityTech Limited 流動性科技有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-07-28 | 2026-01-30 |
| LiquidityTech Limited 流動性科技有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-28 | 2026-01-30 |
| LiquidityTech Limited 流動性科技有限公司 |
Rep | Type 5 - Advising on futures contracts | 2025-07-28 | 2026-01-30 |
| LiquidityTech Limited 流動性科技有限公司 |
Rep | Type 9 - Asset management | 2025-07-28 | 2025-08-29 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2024-10-23 | 2024-12-31 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-02-02 | 2024-12-31 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-02-02 | 2024-12-31 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2024-02-02 | 2024-10-23 |
| Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-07-07 | 2017-12-15 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-29 | 2017-12-15 |
| BTG Pactual Asia Limited 佰達濟有限公司 |
Rep | Type 9 - Asset management | 2015-05-08 | 2015-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wen Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.