Herman Ho Ming Chan
陳鎬銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herman Ho Ming Chan (陳鎬銘), a licensed former licensee with CE reference BFJ582. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Investment Managers Hong Kong Limited 法盛投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-31 | 2023-06-29 |
| Natixis Investment Managers Hong Kong Limited 法盛投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-30 | 2020-08-31 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-06 | 2020-06-19 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-06 | 2020-06-19 |