Yin Ping (SFC:BFG802) Lo
勞燕萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Ping (SFC:BFG802) Lo (勞燕萍), a licensed former licensee with CE reference BFG802. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-07 | 2019-05-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-07 | 2019-05-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-03-07 | 2019-05-31 |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2017-11-23 | 2017-12-06 |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2015-04-15 | 2016-05-03 |