Zhao (SFC:BFD378) Liu
劉炤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhao (SFC:BFD378) Liu (劉炤), a licensed former licensee with CE reference BFD378. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-16 | 2022-04-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-08-16 | 2022-04-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-23 | 2016-01-08 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-03-23 | 2016-01-08 |