Wai Yin Christopher Chan
陳偉賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin Christopher Chan (陳偉賢), a licensed former licensee with CE reference BFA543. This person has 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-26 | 2015-05-15 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-26 | 2015-05-15 |