Yuan Lu
陸遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan Lu (陸遠), a licensed former licensee with CE reference BEZ159. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNCBI Asset Management Limited 信銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-08 | 2022-07-01 |
| CNCBI Asset Management Limited 信銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-11 | 2022-07-01 |
| CNCBI Asset Management Limited 信銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-11 | 2022-07-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-18 | 2019-04-25 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-26 | 2019-04-25 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-09 | 2018-04-12 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-11 | 2018-04-12 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-12 | 2017-02-02 |