Chen (SFC:BEW516) Zhao
趙晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:BEW516) Zhao (趙晨), CE reference BEW516. Currently licensed at 1 firm(s): Guosen Securities (HK) Capital Company Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-06-21 | present |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-01 | present |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-04 | 2021-03-15 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-27 | 2021-03-15 |