Diana Liu He
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diana Liu He ( ), a licensed former licensee with CE reference BEW504. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSI Partners HK Limited 信華資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-05 | 2018-08-21 |
| CSI Partners HK Limited 信華資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-06-05 | 2018-08-21 |