Wen Luo
羅文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Luo (羅文), a licensed former licensee with CE reference BEV955. This person has 1.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-21 | 2016-07-22 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-01-21 | 2016-07-22 |