Kuang Xu
徐况
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuang Xu (徐况), a licensed former licensee with CE reference BEV807. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-23 | 2018-12-31 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-23 | 2018-12-31 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 9 — Asset management | 2018-04-23 | 2018-12-31 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-26 | 2018-03-08 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-26 | 2018-03-08 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2015-01-26 | 2018-03-08 |