Tor Lee Trivers
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tor Lee Trivers ( ), a licensed former licensee with CE reference BEV690. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CDIB Capital International (Hong Kong) Corporation Limited 中華開發資本國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-06 | 2023-06-14 |
| CDIB Capital International (Hong Kong) Corporation Limited 中華開發資本國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-06 | 2023-06-14 |
| CDIB Capital International (Hong Kong) Corporation Limited 中華開發資本國際(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-01-06 | 2023-06-14 |
| CDIB Capital International (Hong Kong) Corporation Limited 中華開發資本國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-11 | 2023-01-06 |
| CDIB Capital International (Hong Kong) Corporation Limited 中華開發資本國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-11-11 | 2023-01-06 |
| CDIB Capital International (Hong Kong) Corporation Limited 中華開發資本國際(香港)有限公司 |
RO | Type 9 — Asset management | 2021-11-11 | 2023-01-06 |
| Carlyle Global Credit (Asia) Limited | RO | Type 9 — Asset management | 2015-04-02 | 2019-12-31 |