Xu Chen
陳旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xu Chen (陳旭), a licensed former licensee with CE reference BET402. This person has 1.0 year of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-12-31 | 2015-12-31 |