Jie (SFC:BES022) Li
李杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie (SFC:BES022) Li (李杰), CE reference BES022. Currently licensed at 1 firm(s): China International Capital Corporation Hong Kong Securities Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-02-04 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-22 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-12-22 | 2020-02-04 |