Si (SFC:BER415) Luo
羅思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Si (SFC:BER415) Luo (羅思), a licensed former licensee with CE reference BER415. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-21 | 2019-08-30 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-07-21 | 2019-08-30 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-06 | 2015-07-06 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-01-06 | 2015-07-06 |