Karen Antonia Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Antonia Lam ( ), a licensed former licensee with CE reference BEM899. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-08 | 2019-04-12 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-28 | 2019-02-01 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-24 | 2015-08-28 |