James Samuel Moi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Samuel Moi ( ), a licensed former licensee with CE reference BEM825. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-19 | 2014-11-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-11-19 | 2014-11-28 |