Ting Shi
施婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Shi (施婷), a licensed former licensee with CE reference BEM803. This person has 4.6 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-20 | 2019-06-24 |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-20 | 2019-06-24 |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-11-20 | 2019-06-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ting Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.