Ting (SFC:BEM803) Shi
施婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting (SFC:BEM803) Shi (施婷), a licensed former licensee with CE reference BEM803. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-20 | 2019-06-24 |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-20 | 2019-06-24 |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-11-20 | 2019-06-24 |