Lori Lynn Whiting
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lori Lynn Whiting ( ), a licensed former licensee with CE reference BEM703. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-28 | 2014-12-05 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-28 | 2014-12-05 |