William Donald Morley Feldman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Donald Morley Feldman ( ), a licensed former licensee with CE reference BEM068. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M3 Capital Partners (HK) Limited | RO | Type 1 — Dealing in securities | 2020-01-15 | 2022-05-13 |
| M3 Capital Partners (HK) Limited | RO | Type 4 — Advising on securities | 2020-01-15 | 2022-05-13 |
| M3 Capital Partners (HK) Limited | Rep | Type 1 — Dealing in securities | 2018-03-27 | 2020-01-15 |
| M3 Capital Partners (HK) Limited | Rep | Type 4 — Advising on securities | 2018-03-27 | 2020-01-15 |
| M3 Capital Partners (HK) Limited | Rep | Type 1 — Dealing in securities | 2014-11-12 | 2015-12-01 |
| M3 Capital Partners (HK) Limited | Rep | Type 4 — Advising on securities | 2014-11-12 | 2015-12-01 |