Chao Wu
吴超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao Wu (吴超), a licensed former licensee with CE reference BEJ892. This person has 5.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-05 | 2020-02-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-12-01 | 2016-11-12 |