Roland Pfeuti
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roland Pfeuti ( ), a licensed former licensee with CE reference BEJ865. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Climate Partners Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-08-18 | 2016-11-30 |
| Asia Climate Partners Hong Kong Limited | Rep | Type 4 — Advising on securities | 2016-08-18 | 2016-11-30 |
| Asia Climate Partners Hong Kong Limited | RO | Type 1 — Dealing in securities | 2016-06-30 | 2016-08-18 |
| Asia Climate Partners Hong Kong Limited | RO | Type 4 — Advising on securities | 2016-06-30 | 2016-08-18 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-17 | 2016-06-29 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-17 | 2016-06-29 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2014-11-17 | 2016-06-29 |