Siu Yeung Ng
吳小洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Yeung Ng (吳小洋), a licensed former licensee with CE reference BEI570. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2019-05-27 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-08 | 2017-10-02 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-17 | 2015-07-01 |