Marc Isaac Cohen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marc Isaac Cohen ( ), a licensed former licensee with CE reference BEG515. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-26 | 2018-05-09 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-26 | 2018-05-09 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-01 | 2017-06-25 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-02-01 | 2017-06-25 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2014-10-08 | 2016-07-29 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2014-10-08 | 2016-07-29 |