Thomas Michael Nelson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Michael Nelson ( ), a licensed former licensee with CE reference BEG498. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-07 | 2018-05-11 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-05 | 2018-03-09 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-27 | 2017-03-31 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-10 | 2016-06-16 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-06 | 2014-10-10 |