Yin Wa Lee
李妍慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Wa Lee (李妍慧), a licensed former licensee with CE reference BEF451. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Rich Asset Management Limited 浩豐資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-06-15 | 2020-11-30 |
| Grand Rich Securities Limited 浩豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-18 | 2020-11-30 |
| Grand Rich Securities Limited 浩豐證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-18 | 2020-11-30 |
| SOLARSTONE CAPITAL LIMITED 朝盛資本有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-14 | 2019-03-01 |
| Bluemount Securities Limited 藍山證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-05 | 2017-08-01 |
| Bluemount Securities Limited 藍山證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-05 | 2017-08-01 |
| Bluemount Asset Management Limited 藍山資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-01-05 | 2017-08-01 |