Aoxing Zhao
趙澳星
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aoxing Zhao (趙澳星), a licensed former licensee with CE reference BEF115. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bravia Capital Advisors (HK) Limited |
Rep | Type 1 — Dealing in securities | 2016-11-30 | 2017-10-31 |
| Bravia Capital Advisors (HK) Limited |
Rep | Type 4 — Advising on securities | 2016-11-30 | 2017-10-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-14 | 2016-06-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-14 | 2016-06-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-09-14 | 2016-06-25 |
| Hamilton Lane (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-10-20 | 2015-09-04 |
| Hamilton Lane (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-10-20 | 2015-09-04 |
| Hamilton Lane (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-10-20 | 2015-09-04 |