Kai Chung Sebastian So
蘇啓翀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Chung Sebastian So (蘇啓翀), a licensed former licensee with CE reference BEE980. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-02 | 2017-09-08 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-06-02 | 2017-09-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-22 | 2017-03-24 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-22 | 2017-03-24 |