Carrie Chiu Ying Yu
余昭瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carrie Chiu Ying Yu (余昭瑩), a licensed former licensee with CE reference BEE937. This person has 4.1 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 4 - Advising on securities | 2020-01-14 | 2022-01-31 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 9 - Asset management | 2020-01-14 | 2022-01-31 |
| Union Gaming Securities Asia Limited | RO | Type 1 - Dealing in securities | 2015-03-26 | 2017-03-31 |
| Union Gaming Securities Asia Limited | RO | Type 4 - Advising on securities | 2015-03-26 | 2017-03-31 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Carrie Chiu Ying Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.