Carrie Chiu Ying Yu
余昭瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carrie Chiu Ying Yu (余昭瑩), a licensed former licensee with CE reference BEE937. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2020-01-14 | 2022-01-31 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2020-01-14 | 2022-01-31 |
| Union Gaming Securities Asia Limited | RO | Type 1 — Dealing in securities | 2015-03-26 | 2017-03-31 |
| Union Gaming Securities Asia Limited | RO | Type 4 — Advising on securities | 2015-03-26 | 2017-03-31 |