Richard Paul Moriarty
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Paul Moriarty, a licensed former licensee with CE reference BEE927. This person has 6.3 years of SFC licence history. Total licence records on file: 3.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Union Gaming Securities Asia Limited | RO | Type 6 - Advising on corporate finance | 2016-04-29 | 2021-06-29 |
| Union Gaming Securities Asia Limited | RO | Type 1 - Dealing in securities | 2015-03-26 | 2021-06-29 |
| Union Gaming Securities Asia Limited | RO | Type 4 - Advising on securities | 2015-03-26 | 2021-06-29 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Paul Moriarty during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| John Gabriel-Apffel Hernandez | Union Gaming Securities Asia Limited | 2016–2021 |
| Grant Wesley Govertsen | Union Gaming Securities Asia Limited | 2015–2021 |
| Byron Yip | Union Gaming Securities Asia Limited | 2016–2018 |
| Carrie Chiu Ying Yu | Union Gaming Securities Asia Limited | 2015–2017 |
| Hemant Sabherwal | Union Gaming Securities Asia Limited | 2016–2018 |