Steven Marcus Friedman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Marcus Friedman ( ), a licensed former licensee with CE reference BED791. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-07 | 2015-09-18 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-12 | 2014-09-30 |