Shuk Yin Rita Lam
林淑賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Yin Rita Lam (林淑賢), a licensed former licensee with CE reference BEC595. This person has 5.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 9 - Asset management | 2018-09-24 | 2019-11-19 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2015-08-04 | 2019-11-19 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
RO | Type 4 - Advising on securities | 2015-08-04 | 2019-11-19 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-08 | 2015-08-04 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-08 | 2015-08-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuk Yin Rita Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.