Alex Mitchell Wallis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Mitchell Wallis, a licensed former licensee with CE reference BEC066. This person has 4.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Polymer Capital Management (HK) Limited 柏駿資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-07-09 | 2023-03-06 |
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 9 - Asset management | 2020-03-13 | 2020-07-09 |
| Kima Capital Management Limited | Rep | Type 9 - Asset management | 2014-08-28 | 2016-03-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alex Mitchell Wallis during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.