Lu (SFC:BEA179) Kang
康露
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu (SFC:BEA179) Kang (康露), a licensed former licensee with CE reference BEA179. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-09 | 2020-09-30 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-12-20 | 2020-09-30 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-06-19 | 2018-11-30 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-13 | 2015-04-17 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-08-13 | 2015-04-17 |