Yu (SFC:BDY972) Chen
陳雨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:BDY972) Chen (陳雨), a licensed former licensee with CE reference BDY972. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pantheon Ventures (HK) LLP |
Rep | Type 4 — Advising on securities | 2017-10-03 | 2019-01-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-16 | 2016-04-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-11-16 | 2016-04-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-13 | 2015-03-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-08-13 | 2015-03-15 |