Yu (SFC:BDX197) Tian
田雨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:BDX197) Tian (田雨), CE reference BDX197. Currently licensed at 1 firm(s): MaiCapital Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MaiCapital Limited | Rep | Type 4 — Advising on securities | 2024-06-24 | present |
| MaiCapital Limited | Rep | Type 9 — Asset management | 2024-06-24 | present |
| CNCBI Asset Management Limited 信銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-08 | 2021-07-12 |
| CNCBI Asset Management Limited 信銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-08 | 2021-07-12 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-03 | 2019-06-28 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-03 | 2019-06-28 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-07-31 | 2016-10-11 |