Ruyin Gau
高如瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruyin Gau (高如瑩), a licensed former licensee with CE reference BDW736. This person has 9.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2021-02-01 | 2024-06-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 - Advising on securities | 2021-02-01 | 2024-06-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-11 | 2021-02-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-11 | 2021-02-01 |