Anthony Graham Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Graham Smith, a licensed former licensee with CE reference BDV584. This person has 0.4 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trafalgar Capital Management (HK) Limited | RO | Type 9 - Asset management | 2014-10-08 | 2015-03-06 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Anthony Graham Smith during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Christopher James Aarons | Trafalgar Capital Management (HK) Limited | 2014–2015 |
| Laura Katherine Hickman | Trafalgar Capital Management (HK) Limited | 2014–2015 |
| Hanna Lord | Trafalgar Capital Management (HK) Limited | 2014–2015 |
| Michael Ashley Millard | Trafalgar Capital Management (HK) Limited | 2014–2015 |
| Julian Bowd Scott | Trafalgar Capital Management (HK) Limited | 2014–2015 |
| Adam Boyd Upton | Trafalgar Capital Management (HK) Limited | 2014–2015 |