Christopher Edward Beatty
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Edward Beatty, a licensed former licensee with CE reference BDV254. This person has 5.2 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2014-12-03 | 2019-10-09 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 1 - Dealing in securities | 2014-12-03 | 2019-10-09 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 2 - Dealing in futures contracts | 2014-12-03 | 2019-10-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 4 - Advising on securities | 2014-12-03 | 2019-10-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2014-12-03 | 2019-10-09 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 7 - Providing automated trading services | 2014-12-03 | 2019-10-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-22 | 2014-12-03 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2014-07-22 | 2014-12-03 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2014-07-22 | 2014-12-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-07-22 | 2014-12-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-07-22 | 2014-12-03 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2014-07-22 | 2014-12-03 |