Ka Tsun Lau
劉嘉浚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Tsun Lau (劉嘉浚), a licensed former licensee with CE reference BDV087. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-03 | 2023-08-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-03 | 2023-08-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-08-03 | 2023-08-10 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-07-21 | 2017-06-23 |