Jing (SFC:BDU557) Yu
于靜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jing (SFC:BDU557) Yu (于靜), a licensed former licensee with CE reference BDU557. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Fung Securities Limited 大豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-18 | 2022-09-07 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-10-19 | 2017-01-15 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
RO | Type 9 — Asset management | 2016-10-19 | 2017-01-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-15 | 2015-12-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-15 | 2015-12-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-07-15 | 2015-12-11 |