Novi
劉懿貴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Novi (劉懿貴), a licensed former licensee with CE reference BDU541. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-17 | 2018-01-16 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-04-17 | 2018-01-16 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-23 | 2018-01-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-16 | 2014-12-31 |