Chun Liu
劉純
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Liu (劉純), a licensed former licensee with CE reference BDR497. This person has 4.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2018-11-11 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-10-02 | 2018-11-11 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-11 | 2017-10-02 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-28 | 2015-07-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.