Wai Sum Tam
譚惠心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sum Tam (譚惠心), a licensed former licensee with CE reference BDQ789. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-02 | 2015-01-22 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-07-02 | 2015-01-22 |