Rafael Waldmeier
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rafael Waldmeier ( ), a licensed former licensee with CE reference BDQ755. This person has 2.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Swiss International Asset Management Limited 瑞士國際資產管理有限公司 |
RO | Type 9 - Asset management | 2015-12-09 | 2016-12-31 |
| Swiss International Asset Management Limited 瑞士國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-06 | 2016-12-31 |
| Swiss International Asset Management Limited 瑞士國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-07-03 | 2015-12-09 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Rafael Waldmeier during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Cyrill Arzner | Swiss International Asset Management Limited | 2014–2016 |
| Stefan Tribelhorn | Swiss International Asset Management Limited | 2014–2016 |
| Ka Ching Wong | Swiss International Asset Management Limited | 2015–2016 |
| Peter Markus Krismer | Swiss International Asset Management Limited | 2016 |