Yang (SFC:BDQ057) Bai
白楊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BDQ057) Bai (白楊), a licensed former licensee with CE reference BDQ057. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Forestone (HK) Asset Management Limited 灃石(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2021-09-21 | 2023-11-30 |
| Forestone (HK) Asset Management Limited 灃石(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-09-10 | 2021-09-21 |
| Prior Asset Management Limited 昇悅資產管理有限公司 |
RO | Type 9 — Asset management | 2020-05-25 | 2021-08-31 |
| Forshine Asset Management Limited 豐誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-01 | 2019-01-15 |
| Forshine Asset Management Limited 豐誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-08-01 | 2019-01-15 |
| Prior Asset Management Limited 昇悅資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-23 | 2018-02-28 |
| Prior Asset Management Limited 昇悅資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-12-23 | 2018-02-28 |
| Prior Securities Limited 昇悅證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-08 | 2018-02-28 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-25 | 2016-11-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-25 | 2016-11-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 — Asset management | 2014-06-25 | 2016-11-01 |